浅析股东知情权制度

Briefly Analyzing Shareholders' Right-to-Know System

随着公司所有权与经营权分离治理结构的出现,使得公司管理层凭借信息优势侵犯股东权利的现象时有发生,若想恢复经营和管理信息在管理层和普通股东间的对称和平衡,构建和完善股东知情权制度显得尤为必要。股东知情权的确立是基于股东平等原则、公司履行对社会的责任等法理基础之上;股东知情权具有固有权利、基础性权利等性质。我国的股东知情权的完善要从以下方面着手:扩大股东查阅的范围,允许股东选任代理人,隐名股东被确认有股东资格的情况下具有知情权,而隐名股东资格的认定可以从公司章程和股东名册记载、实际出资及工商机关的登记内容等方面来加以认定;未履行出资义务的股东是否剥夺其知情权要视股东未履行出资的主观恶性及客观后果综合认定。

With the emerging governance structure of separating proprietary rights from management rights,it appears that managers often violate shareholders＇ rights through their informed advantage.If the symmetry and balance of management and information were resumed between managers and ordinary shareholders,it would be necessary to build and improve shareholder＇s right-to-know system.The right should be established on the principle of shareholder equality and the legal basis of corporate social commitment;shareholder＇s right to know possesses the attribute of inherent right and basic right.The improvement of shareholders＇ right should start from the following aspects： expanding the scope of shareholders＇ inspection,selecting their agent,granting legal dormant shareholder with the right.The cognizance of dormant shareholder＇s identity should be recognized in corporate charter and shareholder list,actual investment and registration of industrial and commercial authorities.In addition,whether the right of investment-unfulfilled shareholders can be deprived is judged by a comprehensive cognizance of subjective malignancy and objective result of their unfulfilled investment.