融资融券交易风险及其法律控制

Financing and security leasing trade risk and its legal control

融资融券交易在我国已拉开序幕,其"杠杆性"特点决定了它的风险性。如何围绕融资融券交易可能引发的风险进行完善的法律控制,以避免及降低融资融券交易的风险,具有现实迫切性。文中基于风险控制的主体划分,对投资者、证券公司、证券市场所涉风险的法律控制进行了详细解析。

Margin purchases and short sales have been enrolled in China,such trading in leverage inevitably comes along with risk.There exists a high necessity to effectively manage and control the risk that margin purchases and short sales may cause,so that such risk can be mitigated or eliminated to the great extent.Based on the variety of the parties to the margin purchases and short sales,the essay elaborates the control of respective risk concerning the investors,securities companies,and securities markets from legal perspective.