证券公司法人治理结构的反思及规范思路

Reflection on the Legal Person Governing Structure in Securities CompaniesZHOU Lu

近几年我国证券业正反两方面的经验教训充分表明,如果公司治理有缺陷,内部控制弱化,公司的经营活动中就会不断积聚风险,公司的创新和发展更是不可能。该文就我国公司法人治理存在的普遍缺陷,提出了规范我国证券公司法人治理结构的思路。

The recent years' experience of securities business has proved that the securities companies' business would be at risk and it is impossible for theses accompanies to innovate and develop if the company management has flaws and the internal control attenuates.Based on the universal governing flaws,this article attempts to propose some ways to standardize the legal person governing.