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欧盟《金融工具市场指令》修订立法建议的内涵

The new EU legislative proposal for MiFID amendments
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摘要 欧盟对《金融工具市场指令(MiFID)》进行修订是落实G20强化金融衍生产品市场监管建议的重要举措之一,有利于改进衍生产品市场的组织形式、提高透明度。文章介绍了该指令的修订背景、修订后架构和特点以及具体修订内容,并对修订后可能受到关注的问题进行了分析。 The amendments to the Markets in Financial Instruments Directive (MiFID) by the European Commission are one of the important measures for implementing G20 commitments to strengthen the financial derivatives market regulation, which is conducive to improving the organizational structure of the derivatives market and increasing transparency. This article introduces the background for MiFID amendments, post-amendment structure and characteristics as well as the specific amendments, with analysis on the possible concerned issues after amendments.
作者 任晴 曹莉
出处 《中国货币市场》 2011年第12期22-25,共4页 China Money
关键词 欧盟 金融衍生产品市场 立法建议 European Union, financial derivatives market,legislative proposal
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参考文献6

  • 1New rules for more efficient, resilient and transparent financial markets in Europe. European Commission Press Release, http:// ec.europa.eu, 2011 - 10-20.
  • 2Review of the Markets in Financial Instruments Directive (MiFID) and Proposals for a Regulation on Market Abuse and for a Directive on Criminal Sanctions for Market Abuse: Frequently Asked Questions on Emission Allowances, European Commission Press Release, http://europa.eu/rapid/ pressReleasesAction.do?reference=MEMO/11/719&format=HT ML&aged=0&language=EN&guiLanguage=en.
  • 3Shearman & Sterling LLP, A Changing Landscape: The MiF1D II Legislative Proposal, http://www.shearmml.com, 2011-10-20.
  • 4European Commission, Review of the Market in Financial Instrument Directive, http://eur-lex.europa.eu. 2010-12-8.
  • 5Financial Services Authority, Implementing MiFID's Client Categorization requirements, http://www.fsa.gov.uk, 2006-8.
  • 6MiFID II update: potential position limits and narrowed exemptions likely for commodity traders, http://www.risk.net. 2011-11-3.

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