我国金融犯罪刑罚配置的调整与完善——兼论金融犯罪法律责任体系的构建

Financial Crime Penalty:Adjustment and Improvement

金融犯罪主要是法定犯,与自然犯有明显不同,因而在刑罚配置上应体现其特殊性。立法观念的更新要在立法技术更新之前。应本着更为理性的立法观念进行改革,使金融刑法的刑罚模式既能够起到惩治、预防犯罪的作用,又使得正常的金融秩序得到维护和修复。对金融犯罪适用死刑缺乏人道性、经济性,且与国际潮流相违背。缩短有期刑的量刑幅度,对司法实践具有重要意义。应当减少倍比罚金制、无限额罚金制,代之以限额罚金制、百分比罚金制等。应当特别重视资格刑的增设。从根本上惩治金融犯罪,要发挥多种法律手段的作用,还要进行经济体制的革新,弥补法律以及监督体制上的不足,以此来消灭各种金融失范行为滋生的沃土。

As financial crime is a statutory offense, and obviously different from natural attacks, the penalty should reflect a special configuration. Legislative concepts should come before legislation and should be based on the concept of a more rational legislative reform so that both can play a role to punish and prevent financial crimes and maintain a sound financial order. Death penalty for financial crimes runs counter to international trends. We should shorten the sentencing range of punishment and introduce the fine system and the qualification penalty. It is also necessary to use a variety of legal means, to deepen the economic system reform, and to strengthen monitoring and supervision in order to eradicate the breeding grounds of financial misconduct.