摘要
本文基于巴塞尔III中资本的重新定义和要求,围绕着中国银行业目前资本工具缺乏的现状,在总结归纳了国际资本创新工具的经验基础上,从中国银行业面临的实际监管环境和市场环境出发,分别从监管者和商业银行自身的角度分析阐述了拓展资本补充工具的路径和要点。
Based on the redefinition and the requirements of capital by the Basel III Accord,this paper disscusses the inadequacy of capital instruments in China's banking industry.Incorporating the worldwide experience of capital instruments innovation into the current market and regulation of China's banking industry,the paper analyzes and elaborates the routes and the essentials to expanding supplementary capital instruments,respectively from the angle of the regulators and the banks themselves.
出处
《上海金融》
CSSCI
北大核心
2012年第5期3-9,116,共7页
Shanghai Finance
关键词
优先股
增强型资本工具
或有可转换证券
Preferred Stock
Enhanced Capital Instrument
Contingent Convertible Securities
