摘要
虽然中国近代证券市场的发展不够成熟与完善,经历了多次金融风潮与危机,但其证券监管制度体系及特点,仍值得我们深入研究,其中的一些经验与教训对于当前金融监管体制的建设也有借鉴意义。本文以中国近代证券市场监管为研究对象,力求从立法和执法两个维度揭示出近代证券市场监管的特点和存在的主要问题。
The article describes the characteristics of security market regulation in modern China with a focus on the dimension of law making and enforcement.It argues that the development of security market in modern China can provide valuable reference for the current building of financial regulation system although it is not successful due to special historical conditions.
出处
《金融评论》
2012年第2期104-114,126,共11页
Chinese Review of Financial Studies
关键词
近代中国
证券市场
金融监管
Modern China
Security Market
Financial Regulation
