基金“老鼠仓”问题根源分析及对策研究

Fund Rat Trading Root-cause Analysis and Countermeasures

近年来,随着我国证券市场的快速发展,时有基金公司从业人员"老鼠仓"案件发生,并呈快速发展趋势。基金"老鼠仓"涉及内幕交易、操纵市场和欺诈客户,任其发展将危及基金业乃至整个证券行业的健康发展。通过寻找基金"老鼠仓"的根源,并提出合理化的对策,是为治理"老鼠仓"问题提供有效的解决办法。

In recent years ,with rapid development securities market in our country, Have the fund company the em- ployee ＂rat trading＂ case occurrence, and present rapid shape trend~ The fund ＂rat trading＂ involves insider deal- ing and drive market and fraud customer. Allowing its shape will endanger a fund industry is to the healthy shape of securities industry o This text approval deeply digs the source of the fund ＂rat trading＂ ,and propose the counter- measure of rationalization,Take expecting as to manage ＂rat trading＂ problem to provide useful solution~