浅议网络证券交易中存在的主要问题及法律解决原则

Major Problems Arising in Online Securities Trading and the Principles of Legal Resolution

随着网络证券交易活动在我国的迅速发展,相关的一些法律问题也随之产生。主要表现在需要对各种复杂利益关系进行平衡、解决网络交易监管制度的不足以及在法律救济方面建立起网络证券交易保险制度,明确法律责任的承担方式和救济程序等。在解决这些主要问题时,除了坚持我国证券法的公平、公开、公正原则外,还应当遵循利益位阶与平衡原则、安全至上原则和救济充足原则。

With the rapid development of online securities trading in China,some legal problems have arisen ,which are demonstrated as the need to balance relations between various interests, to resolve the inadequacy of regulatory system for online trading,to establish an insurance system for online securities trading with regard to legal relief,and to define the undertaking mode of legal responsibilities and relief procedure, etc.. When dealing with these major problems, it is imperative to observe the principle of interest level and balance, the principle of safety first, and the principle of providing sufficient relief, besides the principle of being just, open and fair in Securities Law.