FDI、“资本深化”与工业污染排放实证研究——基于中国省级面板数据的分析

FDI,Capital Deepening and Pollution Emissions——Based on 1997-2010 Provincial Panel Data Analysis

文章基于1997-2010年省级层面的数据测算出中国的环境技术效率并在此基础上探讨FDI与工业污染排放的内在关系。研究发现FDI、资本禀赋、国有产值比重、环境技术效率等变量对于我国的工业污染排放均有显著的影响作用。实证结果验证了"环境避难所"假说;FDI流入不仅直接带来大量的"三废"污染排放,而且通过关联效应驱动我国产业结构不断工业化和"资本深化",间接导致污染排放增加;资本禀赋、国有产值居高不下均强化了污染排放,环境技术效率显著弱化了污染排放。

Based on the provincial industrial statistics panel data from 1997 to 2010, this paper uses DEA for calculating the technical efficiency of Chinese environment and investigating the inherent relations of FD1 and the industrial pollution emissions. The empirical results show that： FDI, capital endowment, the proportions of government-owned output in the national economy and the technical efficiency of environment have remarkable＇ influences on the pollution emissions of industries of China. The empirical results verify the pollution havens hypothesis. Not on!y FDI inflow brings about a bad result （enormous pollution emissions） , but also drives industrialization and capital deepening of China through relevance effect, indirect leading to the increase of pollution emissions. Both capital endowment and the rising proportions of government-owned output in the national economy promote the whole industrial pollution emissions. However, the technical efficiency of environment notably reduces it.