产品内分工的生产组织模式选择——基于中国产业角度的实证研究

The Production Organizational Form Choice in Intra-Product Division:An Empirical Analysis from the Perspective of Chinese Manufacturing Industry

本文基于不完全契约和交易成本的视角,构建了产业层面的产品内分工生产组织模式选择的理论模型,对跨国公司在选择中间品供应商时的生产组织模式进行了分析,并运用中国制造业的数据加以实证检验。结论表明:中间品行业的有形资本密集度越高,跨国公司使用垂直FDI的倾向越高;中间品行业的人力资本密集度越高、行业的市场厚度越大、沉没成本越大以及中间品市场环境越完善,跨国公司使用外包获取中间品的倾向越高。基于此本文通过实证分析指出:我国作为东道国在吸引垂直FDI和跨国外包时,资本密集度高的产业应优先吸收FDI;人力资本丰富、市场厚度大且沉没成本大的产业在吸收外包方面有优势,应优先发展跨国外包,这对中国目前新兴起的OFDI也提供了一定的借鉴意义。

Based on the incomplete contract,combined with the transaction costs,the paper builds a theoretical model in industry level to study the production organizational form choice in intra-product division of the intermediate goods supplying.At the same time,it uses the empirical data of Chinese manufacturing sector to test it.The conclusions are: the higher the physical capital intensity of intermediate goods industry,the higher the tendency of multinational companies use vertical FDI;the higher the human capital intensity of intermediate goods industry,the higher the market thickness,the higher the sunk costs,the tendency of MNCs′ utlisizing outsourcing to abtain intermediate goods is higher.Based on this,it suggests that in attracting vertical FDI and cross-border outsourcing,China as a host country should give priority to absorb FDI in the industry which has high physical capital-intensive degree;thoes industries that rich in human capital,market thickness and sunk costs have advantages in the attracting cross-border outsourcing.This also can provides a reference for China′s OFDI.