基于现货与期权市场的水资源运营管理系统设计——以南水北调东线水资源管理为例

Design of operational management system of water resources based on spot market and options market:the case of water resources management in the east route of South to North Water Diversion

借鉴供应链契约和金融期权的相关理论,构建现货市场和期权市场共存的南水北调东线水资源运营管理系统,在东线水资源运营管理中引入水期权,作为现货水权交易的一个有利补充,以沟通与协调的方式实现调水资源的高效利用。分析了东线水资源运营管理系统的市场环境,为期权水权和现货水权交易的实施奠定外部基础;构建东线水资源运营管理系统结构,分析水权交易和水期权交易的组织结构;针对所构建的水市场分析水权和水期权交易的参与主体。研究旨在为南水北调东线一期工程水资源系统运营管理提供理论和实践理论依据。

Referring the theory of supply chain contract and finance options, spot market and options market are applied in the water resources operation and management system of the east route of South to North Water Diversion. Water options is introduced to the operational management as a supplement for water right exchange on the spot market, realizing high efficiency of water re- sources utilization in a communication and coordination way. The market environment of the management system of water re- sources operation and management of the east route of South to North Water diversion is analyzed to lay a foundation for the imple-mentation of exchange of water right and water options. The structure of operational management system of water resources of the east route is established and the organization structnre of water right and water option is analyzed; therefore, the participation subject of the exchange of water right and water option is analyzed. It is expected to provide the theory and technique foundation for water resources management in the east route of South to North Water Diversion.