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JOBS法案与美国小企业直接融资和监管制度变革研究 被引量：9

The JOBS Act and Its Impacts on Direct Financing of American Small Businesses and Regulatory Reforms
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摘要 2012年初,美国通过了《创业企业融资法案》,试图通过降低小企业获取公共资本的监管要求,解决小企业在资本市场融资面临的问题。本文对美国小企业融资监管规则体系、监管规则变革和特点进行了分析,并分析了我国小企业的融资监管情况,提出了相应的监管建议。 In early 2012, the United States published the Jumpstart Our Business Startups Act, which aimed to help small businesses to get public fund by reducing regulatory requirements. The paper discusses the regulatory system of U.S. small business finance and relatively regulatory reforms; analyzes the regulatory requirements of small business finance in China; and proposes some suggestions on regulatory policy.
作者 赵英杰 张亚秋
出处 《金融监管研究》 2014年第2期88-104,共17页 Financial Regulation Research
关键词 JOBS法案 小企业融资 直接融资 JOBS Act Small Business Financing Direct Financing
分类号 F830.4 [经济管理—金融学]
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参考文献20

  • 1鲁公路,李丰也,邱薇.美国JOBS法案、资本市场变革与小企业成长[J].证券市场导报,2012(8):10-18. 被引量：16
  • 2袁康.互联网时代公众小额集资的构造与监管——以美国JOBS法案为借鉴[J].证券市场导报,2013(6):4-13. 被引量：88
  • 3Ernst,Young. The JOBS Act:One-year Anniversary,an Overview of Implementation after One Year and an Analysis of Emerging Growth Company Trends[Z].2013.4-7.
  • 4GAO. Factors That May Affect Trends in Regulation A Offerings,Report to Congressional Committees[R].2012.
  • 5GAO. Report to the Chairman,Committee on Small Business,U.S.Senate,Small Business,Efforts to Facilitate Equity Capital Formation[R].2000.8-10.
  • 6Jeffrey,S. The Angel Investor Market in 2011:The Recovery Continues,Center for Venture Research[M].University of New Hampshire,2012.
  • 7Jonathan,R,P.Geoffrey. Origin of the Blue Sky Laws[J].{H}TEXAS LAW REVIEW,1991,(02):348-398.
  • 8Lori,S,Director. Office of Investor Education and Advocacy,Outline of Dodd-Frank Act and JOBS Act[OL].https://www.sec.gov/News/Speech/Detail/Speech/1365171490596,2014.
  • 9Luis,A. Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence[A].2012.16-18.
  • 10Morrison,Foerster. JOBS Act Quick Start A brief overview of the JOBS Act[Z].2013.40-48.

二级参考文献62

  • 1[美]路易斯·罗斯,乔尔·赛里格曼.《美国证券监管法基础》,张路等译,法律出版社2008年版,第3页.
  • 2"Rebuilding the IPO On-Ramp Putting Emerging Companies and the Job Market Back on the P,.oad to Growth" , Issued by the IPO Task Force, 2011.10.21.
  • 3"The JOBS Act:Implications for Broker-Dealers" , Davis Polk, 2012.3.28.
  • 4"JOBS Act to Relax Rules on Securities Oflrings" , Alert Menlo byClear?, Gottlieb, 20 l 2.3.27.
  • 5"Legislative Proposals to Facilitate Small Business Capital Formation" , MorrisonFoerster, 2011.10.13.
  • 6"Legislative Proposals to Facilitate Capital Formation Advance" , Morrison Foerster, 2011.11.07.
  • 7See Joan MacLeod Henfinway, Shetden l:<yan Hoffman, Proceed at Your Peril: Crowdfimding and the Securities Act of 1933, Tenn. L. Rev. Vol.78, 21)11, pp.879-881. 2.
  • 8See Paul Belleilamme, Thomas Lambert, Armin Schwienbacher, Crowdfunding: Tapping the Right Crowd, Center for Operations P, esearch & Econometrics, Discussion Paper No. 2011/32. 3.
  • 9See C. Steven Bradford, Crowdftmding and the Federal Securities Laws, Columbia Business Law Review, No. 1,2012, p. 11. 4.
  • 10Susanna Khavul, Microfinance: Creating Opportunities for the Poor, Academy of Management Perspectives, vol.24, 2010, pp.58-72. 5.

共引文献96

同被引文献68

引证文献9

二级引证文献76

金融监管研究
2014年 第2期

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