论大公国际资信评估公司与中诚信国际信用评级公司的外资参与

Study on the Financial Innovation of China(Shanghai) Pilot Free Trade Zone

随着我国市场经济的发展,我国规模较大的信用评级公司为了获取充足的资金和先进的评级方法,我国规模较大的信用评级公司都不同程度地吸纳了国外评级机构成为公司的股东,甚至在某些国内评级机构中外国评级公司持有49%的股份。在后金融危机的当下,我国信用评级公司大量存在着外资参与,这一情况将会对我国金融系统乃至国家安全带来负面影响。本文选取大公和中诚信两个国内规模较大的信用评级机构进行实证分析。通过两大评级公司的股份构成、管理层、评级方法、评级市场等方面对比分析得出外资过度参与我国信用评级机构存在的问题,并提出完善建议。

With the development of market economy in our country, the larger credit rating companies absorbed foreign credit-rating agencies to become shareholders of the company at different levels in order to obtain sufifcient capital and advanced rating methods. Even in some domestic rating agencies, the foreign companies take a 49% stake, which will bring risks to the financial system and even national security. This article selects DaGong and ZhongChengXin for empirical analysis, to analyze the existing problems by the method of contrast analysis, bring forward the suggestion and countermeasure based on the analysis.