反洗钱视角下我国金融机构法人公司治理相关研究

Research on Corporate Governance of Financial Institutions in China from the Perspective of Anti-Money Laundering

近年来,金融行动特别工作组(FATF)倡导的"风险为本的反洗钱工作方法"已逐渐被大多数国家接受,如何引导金融机构"从合规为本"向"以风险为导向"反洗钱工作机制转变是当前我国反洗钱监管部门亟待解决首要问题。作者在充分借鉴公司治理基础理论前提下,对我国金融机构搭建有效的反洗钱风险控制体系进行了探索性研究,提出了指导性较强的工作建议。

In recent years, ＂the risk for the anti-money laudering＂ advocated by the FATF is gradually accepted among countries, how to guide financial institutions from compliance to risk-based anti-money laudering mechanism is the current duty. The author relies on corporate governance theory, carries out a research on China＇ s financial instiutions of anti-money laundering, puts forward some instructive suggestions.