论金融衍生产品的风险控制——金融衍生产品市场风险识别与监管法律机制的完善

Theory of Financial Derivatives Risk Control——Perfect of Market Risk Identification and Regulation Mechanism

金融衍生产品是以货币、债券、股票等传统金融产品为基础,以杠杆性信用交易为特征的新型金融产品,其保值性、收益性、全球性等特点满足了21世纪人们对金融投资高回报、高收益的追求。以中国金融衍生产品市场为视角,结合一些国际案例的教训和其他国家、地区的经验,对金融衍生产品市场的风险控制进行了探讨,对金融衍生产品市场法律风险识别与监管法律制度的完善提出一些切实可行的建议。

Financial derivatives is a financial contract,its value depends on one or more underlying assets or index,the basic types of the contract includes forwards,futures,swaps and options swap,and it＇s value,profitability,global features fully meet the 21st century in the financial investment in the pursuit of high returns. This paper base on China＇s financial derivatives market foothold,combines with some international case teaching,use the experience of other countries and regions from the legal regulation as the breakthrough point of financial derivatives market risk control.