安全管理体系的计算机辅助审核技术研究

Study on Computer Aided Verification Technology in Safety Management System

关于海运公司安全管理体系 (SMS)的现行审核方法 ,难以保证其文件全面符合国际和国内的强制性规定 ,制约了《国际安全管理 (ISM)规则》效能的发挥。为此 ,课题组基于网络环境开发了对 SMS文件的计算机辅助审核技术 ,其主要成果包括 :建立了法规条款与 SMS文件的映射规则 ,使两者迅速匹配 ,以供审核 ;提出了 SMS文件符合法规程度的数学评价方法 ;设计了计算机辅助审核方案。经试审核 ,表明该技术能协助审核员迅速全面地发现 SMS文件对法规的不符合项 ,给出的符合程度定量合理 ,该技术有利于全面提高 SMS文件对法规条款的符合程度 ,从而方便了公司的全面履约。该技术还可用于类似的管理体系。

The prevailing SMS (Safety Management System) verification methods are found difficult to ensure SMS files fully comply with international or domestic compulsory stipulations. This seriously restricts full realization of the efficiency of ISM Code. Under the circumstance of network, a computer aided verification technology for SMS files has been developed. Its main achievements, so far, are as follows: Matching rules between clauses of laws and regulations and SMS files have been established. Mathematical evaluation methods are further developed to decide the conformity degree of SMS files with the statute clauses. Computer aided verification program has been designed. Preliminary application of the subject technology indicates that it enables the auditors to rapidly and thoroughly identify non conformities in SMS files against laws and regulations with a reasonable result of the conformity degree. The technology could help to improve the conformity degree of SMS files with the statute clauses, so as to facilitate the complete implementation of the ISM Code. It is also applicable to similar management systems.