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我国证券公司最低资本金要求的确定

The Determining of the Minimum Capital Needed for Security Companies of China
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摘要 Regulatory authorities in west set minimum capital requirements using the the Comprehensive approach,the building block approach or portfolio approach.In this papaer,we compare these three alternatives and discuss parameters of the models using the sample of Chinese equity trading books. Regulatory authorities in west set minimum capital requirements using the the Comprehensive approach,the building block approach or portfolio approach.In this papaer,we compare these three alternatives and discuss parameters of the models using the sample of Chinese equity trading books.
作者 叶青
机构地区 中国人民大学统计学系
出处 《统计研究》 CSSCI 北大核心 2002年第5期41-45,共5页 Statistical Research
关键词 证券公司 最低资本金要求 中国 金融风险
分类号 F832.39 [经济管理—金融学]
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参考文献4

  • 1[1]"Capital Adequeacy Standards for Securities Firms" Report of Technical Committee of the International Organization of Securities Commissions (IOSCO), 1989.
  • 2[2]ELROY DIMSON and PAUL MARSH ( 1995 ) "Capital Requiremwnts for Securities Firms ", Journal of Finance,VOL.L,NO.3,JULY 1995,821 ～ 850.
  • 3[3]"Methodologies for Dtermining Minimum Capital Standards for Capital Standands for Internationally Active Securities Firms", Report of Technical Committee of the Internationa Organization of Securities Commissions (IOSCO), Ma 1998.
  • 4[4]"RISK MANAGEMENT AND CONTROL GUIDANCE FOR SECURITIES FIRMS AND THEIR SUPERVISORS", A Re prot by the Technical Committee of the International Organi zation of Securities Commissions (IOSCO), May 1998.
统计研究
2002年 第5期

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