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国际资本市场监管的最新理论 被引量:6

Latest Theories on Regulation of Capital Markets
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摘要 20世纪90年代以来,西方国家政府对资本市场的监管起了一些重大变化。新的监管体系特别加强了对内幕交易、混业经营和跨境融资活动中的不当行为进行预防、监督和惩处。
出处 《证券市场导报》 北大核心 2002年第6期8-14,共7页 Securities Market Herald
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参考文献9

  • 1Baghwati, Jagdish, 1998, The Capital Myth, Foreign Affairs, May-June.
  • 2Brown, Stephen J., William N. Goetzmann and James Park, 1998, Hedge Funds and the Asian Currency Crisis of 1997, National Bureau of Economic Research working paper No. 6427, February.
  • 3Dale, Richard, 1996, Risk and Regulation in Global Securities Markets, John Wiley & Sons, Inc.
  • 4Eichengreen, Barry, Donald Mathieson, and othcrs, 1998, Hodgo Funds and Financial Market Dynamics, IMF Occasional Paper No. 166, Washington.
  • 5Griffith-Jones, Stephany, 1997, Regulatory Challenges for Source Countries of Surges in Capital Flows, paper prepared for FONDAD workshop on July 10th-11th 1997.
  • 6International Organization of Securities Committee(IOSOC), 1998b, Causes, Effects And Regulatory Implications Of Financial and Economic Turbulence in Emerging Markets.
  • 7IOSCO, 2002, Objectives and Principles of Securities Regulation.
  • 8OECD, 1995, Securities Market in OECD Countries: Organization and Regulation, OECD Documents.
  • 9Subrahmanyam, A., 1994, Circuit breakers and Market Volatility: A Theoretical Perspective, The Journal of Finance, vol. XLIX, no. 1,237-254.

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