期刊文献+

欧盟统一金融市场进程与“单一护照”制度 被引量:3

Integration of EU Financial Markets and "Single Passport" System
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摘要 深入分析欧盟的FSAP,可发现贯穿其中的统一精神体现在强化更早期实施的“单一护照”制度;而“单一护照”制度所要解决的是市场准入问题,即力争实现欧盟区内统一、公平、高效率的市场准入环境。
作者 刘建军
出处 《证券市场导报》 北大核心 2002年第7期15-18,共4页 Securities Market Herald
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  • 1朱志晟.论欧盟金融服务法中的相互认可制度[J].政治与法律,2004(5):98-102. 被引量:3
  • 2曾冠.评欧盟证券法的最新发展[J].广西政法管理干部学院学报,2007,22(2):123-128. 被引量:2
  • 3《市场滥用指令》第8条.
  • 4Commission Communication, Financial Services: Implementing the Framework for the Financial Markets: Action Plan, COM (1999) 232 final, May 11, 1999.
  • 5Final Report of the Committee of the Wise Men on the Regulation of European Securities Markets, Brussels
  • 6Commission Staff Working Document, The Application of the Lamfalussy Process to EU Securities Markets LegisLation, A Preliminary Assessment by the Commission Services, 15.11.2004, SEC (2004) 1459, pp. 14-15.
  • 7CESR has launched a major consultation to clarify the specific content of both Level 3 and Level 4 processes. See CESR, Preliminary Progress Report, "Which Supervisory Tools for the EU Securities Markets? An Analytical Paper by CESR, October 2004, CESR 04-333f.
  • 8Emilios Avgouleas, A Critical Evaluation of the New EC Financial- Market Regulation: Peaks, Troughs, and the Road Ahead, Transnat'l Law, 2005, p.191.
  • 9IOSCO, International Disclosure Standards for Cross-Border Offerings and Initial Listings by Foreign Issuers (Sept. 1998), available at http://www.iosco.org/ library/pubdocs/pdf/IOSCOPD81 .pdf, last visited on March 12, 2007.
  • 10《实施<市场滥用指令>豁免的回购计划与金融工具稳定条例》(Reg No.2273/2003)第3条和第1条

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