香港内幕交易审查、惩治与经典判例分析

Insider Dealing Investigation,Prosecution and Cases in Hong Kong

本文从立法、执法和判例来探讨香港打击内幕交易的立法与实践。研究结果表明,香港相关法律条理缜密、操作性强;在执法方面,包括证监会在内的香港特区政府机构秉公执法,高效应对涉嫌内幕交易事件,并用多种手段惩罚涉案人员。案例分析也表明,尽管经济环境在不断变化,香港打击内幕交易的决心和承诺坚定不移,对案件审理始终遵循公平、公开和透明原则。

Since its foundation,Hong Kong SFC has focused on raising the quality and competitiveness of local financial markets,and on prosecuting insider dealing as well.The paper finds that the relevant codes and rules are well-written,specific and convenient to execute,and that the government bodies concerned enforce the law rigorously,respond to insider dealing cases efficiently,and punish the wrongdoers in many ways.The study of these cases points to the strong will and commitment of Hong Kong to strike insider dealings,and the principles of fairness,openness,and transparency they have been following over the past.