跨国技术转移和扩散对国家创新能力的作用机理及相关关系——来自中国的经验证据

The Functional Mechanism and Correlated Relationship between Transnational Technology Transfer & Diffusion and the National Innovation Capability—The Empirical Evidence from China

跨国技术转移与扩散对国家创新能力的作用日益明显。在理论分析的基础上,以中国为例,实证检验跨国技术转移和扩散与国家创新能力的相关关系。通过研究,得出如下结论:(1)跨国技术转移和扩散与国家创新能力是高度正相关的,加速跨国技术转移与扩散能够有效提升国家创新能力;(2)跨国技术转移与扩散的3个关键要素(国际贸易、外国直接投资、跨国研发机构嵌入)对国家创新能力的促进作用存在相互依赖关系;(3)跨国技术转移与扩散对国家创新能力的作用机理可以以国际贸易、外国直接投资和跨国研发机构嵌入3个要素予以解释,形成了"234"结构的9条提升路径。

Transnational technology transfer＆ diffusion plays a more visible role on the national innovation capability. On the basis of analyzing the function mechanism and the relationship between transnational technology transfer ＆diffusion and the national innovation capability theoretically, this paper takes an empirical test using China as the sample. According to the studies, we draw the following conclusions： （1） It is highly relevant between transnational technology transfer ＆diffusion and national innovation capability, so it can effectively improve the national innovation capability through accel- erating transnational technology transfer ＆diffusion; （2） They are interdependent on each other between the three key ele- ments of transnational technology transfer ＆diffusion （international trade, foreign direct investment, multinational R ＆ D institutions embedding） in the role of national innovation capability promotion; （3） The function mechanism of transna- tional technology transfer ＆diffusion on national innovation capability can be explained by international trade, foreign direct investment and multinational R ＆ D institutions embedding, which forms a ＂ 234＂ structure of nine promotion paths.