所有制类型、技术创新与企业绩效

Ownership Types,Technological Innovation,and Enterprise Performance

实现创新驱动发展战略的关键在于促进不同所有制企业成为自主创新的主体。本文基于中国工业企业数据库,应用循环的CDM(结构)模型,检验了国有企业和民营企业的研发投入、创新产出及其对企业绩效的影响。研究发现,国有企业的研发投入和创新产出都显著高于民营企业,但是其商业化绩效(人均销售额和人均利润)却显著低于民营企业。研究结果表明,国有企业的创新优势并没有转化为市场优势,民营企业较高的企业绩效并非来自其较高的创新效率。

Using Chinese industrial enterprises database from 2001 to 2007 and extended CDM model,this paper tests whether and how different ownship types affect enterprises＇ performance through technological innovation. We find that the innovation input and output of State Owned Enterprises（ SOEs） are higher than those of private enterprises,but SOEs＇ innovation output don＇t turn into the financial performance. These results show that it is an important implication for improving enterprise＇s innovation performance to enhance their financial performance.