论金融生态系统中的信用评级机构责任承担

On the Liability Undertaking of Credit Rating Agency in Financial Ecosystem

金融生态系统是建立在模拟自然生态系统运行态势基础上的高级人工生态系统。在金融生态系统中,信用评级机构具有的既能生成能量又能化解能量的双重特质对金融生态系统的可持续发展具有重要作用。但是信用评级机构主体定位模糊,责任界定不清晰,导致难以对信用评级机构损害金融生态环境的行为进行追责。因此,有必要厘清信用评级机构的义务及其责任承担,将信用评级机构的行为纳入法律制度约束范围内,依法治理金融生态系统出现的问题。

Financial ecosystem whose operation is based on the simulation of natural ecosystem is a high level artificial ecosystem.Credit rating agency can not only produce energy but also eliminate energy in financial ecosystem.Due to the special dual nature of it,credit rating agency plays a pivotal role in sustainable development of financial ecosystem.Because of the uncertainty of subjective orientation and liability undertaking,it is so difficult to determined credit rating agency＇s liability when it disrupts the order of financial ecosystem.It is necessary to determine the duty and responsibility of credit rating agency.