“双重”市场化背景下信用评级业转型监管研究——以云南省为例

Research on the Regulation over Credit Rating Industry Transformation under the Background of “Dual”Market-Orientations——A Case Study of Yunnan Province

中国经济和信用评级业"双重"市场化转型的背景下,中国人民银行昆明中心支行探索实行"自律管德、市场管能、业务主管场外督导"的评级市场化管理模式,成效初显。面对该市场现存问题,需进一步完善场外督导机制、规范评级市场发展、引导市场自律提升,而推动政府部门、银行等给予其良好信息、制度环境支持也不可或缺。

Under the background of＂dual＂market-oriented transformation of China＇s economy and credit rating industry,Kunming Central Sub-branch of the People＇s Bank of China has explored a credit rating market-orientation management model——＂self-discipline for moral leading,capability management via market,off-site supervision over business＂,with the effect shown in the very beginning. Faced with the inherent market problems,it is necessary to further improve the off-site supervision mechanism,normalize rating market development,and guide the upgrading of market orientation; and it is indispensable to urge the government departments and banks to offer information support and institutional environment support.