走向衰落的自我规制——英国金融服务规制体制改革述评被引量：22

Declining Self-regulation: Review of System Reform of British Financial Service Regulation

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摘要作为英国传统"俱乐部式"治理的一部分,英国金融服务领域长期实行一种自我规制与法定规制相混合而以自我规制为主导的规制体制。但从20世纪80年代以来,伴随着金融市场结构的急剧变化,这一以自我规制为主导的传统规制体制遭受重创。1986年《金融服务法》和2000年《金融服务与市场法》这两部法律,标志着英国金融服务规制体制中自我规制的全面衰落。 As part of the British traditional ＇club-styled＇ governance, in the British financial service field, there exist both mechanisms of self-regulation and legal regulation but self-regulation oriented for a long time. Nevertheless, since 1980s, along with the dramatic change of the financial market structure, such traditional mechanism has suffered heavy losses. The Financial Service Law in 1986 and Financial Service and Market Law in 2000 indicated the overall decline of the self- regulation in British financial service regulation mechanism.

作者李洪雷

机构地区中国社会科学院法学研究所

出处《行政法学研究》 CSSCI 北大核心 2016年第3期41-54,共14页 ADMINISTRATIVE LAW REVIEW

基金国家社科基金重大课题"国家治理体系现代化与法治政府"(项目编号14ZDA018)的阶段性成果

关键词金融服务规制自我规制英国 1986年《金融服务法》 2000年《金融服务与市场法》 Financial Service Regulation Self-regulation Britain Financial Service Law in1986 Financial Service and Market Law in 2000

分类号 D956.1 [政治法律—法学] DD912.28 [政治法律]

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参考文献32

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二级参考文献31

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