国际金融机构反洗钱监管情报管理体系比较研究

Comparative Study of International Financial Institutions' Anti-money Laundering Regulatory Information Management System

[目的/意义]改进我国金融机构反洗钱监管情报管理体系,有助于提升反洗钱监管效率,将有限的资源得到充分利用,保障人民币国际化战略顺利实施。[方法/过程]以国际金融机构反洗钱监管情报管理体系为研究对象,以社会网络分析法为研究方法,比较分析了我国大陆、香港和美国三家大型国际金融机构反洗钱监管情报管理体系。[结果/结论]发挥我国金融机构客户、学术科研机构及专家学者的潜在价值,有效激活金融机构反洗钱监管情报管理内在动力。

[Purpose/Significance] Improving the anti-money laundering regulatory information management system of Chinese financial institutions will help improve the efficiency of anti-money laundering regulation, fully utilize the limited resources,and ensure the success-ful implementation of RMB internationalization strategy. [ Method/Process] Taking the international financial institutionsˊ anti-money laundering regulatory information management system as the study objective, social network analysis as the main research method, a com-parative analysis of the anti-money laundering regulatory information management system in three major international financial institutions from China's Mainland, Hong Kong and the United States is carried out. [ Result/Conclusion] The findings in this study can help realize the potential value of financial institutionˊs customers, academic research institutions, experts and scholars, and effectively activate the in-trinsic motivation in financial institutions for improved anti-money laundering regulatory information management.