证券公司内幕交易洗钱特殊性辨析

The Analysis on Money Laundering Particularity of Insider Trading of Securities Companies

近年来,证券市场内幕交易多发频发,案件数量高居榜首,严重扰乱了市场的公平公正,也不利于行业的健康发展。通常认为,内幕交易是证券市场最主要的一种洗钱形式,因此研究证券公司内幕交易洗钱行为,具有重要的理论价值和现实意义。本文通过法理分析和案例统计,对内幕交易洗钱的特殊性进行总结辨析,并从证券公司视角进一步提出了内幕交易监测措施的完善建议。

In recent years, the insider trading of the securities market has frequency happened, and the number of cases has ranked the top, which severely disrupts the market fairness, and is not conducive to the healthy development of the industry. It is usually believed that the insider trading is one of the main forms of money laundering of the securities market, so studying the money laundering of the insider trading of the securities companies is of important theoretical value and practical significance. By legal theoretical analysis and case statistics, the paper summarizes the money laundering particularity of the insider trading, and from the perspectives of the securities companies, further puts forward suggestions on perfecting monitoring measures on the insider trading.