论我国碳排放权交易所自律管理的法律逻辑

Research on the Logic of Self-regulation of Carbon Emission Exchange in China

我国碳排放权交易所是集中碳排放权交易者,制定统一的交易习惯和规则,便利交易纠纷的解决,收集和发布有价值的交易信息,并使交易所会员能够合法经营获得利益的机构。但是目前我国碳排放权交易所正面临以下困境,包括自律管理缺失正当性来源,交易所利益平衡机制不完善,会员管理权利与义务不对称,自律规则未有效反映公共性和金融性。结合我国碳排放权交易所特点,交易所自律管理应当明确自律管理正当性来源,完善利益内部平衡机制,突出会员实体和程序权利保障,完善产品风险的管控机制。

Carbon Emission Exchange is an organization which assembles emission traders, makes customs and trading rules, settles disputes, collects and disseminates valuable information and increases interests of members. However, Carbon Emission Exchanges face some legal problems in China, for instance, lack of legitimacy of self-regulation, imbalance in different interests, unequal right and obligation for members, rules without reflecting the publicity and finance. Therefore, in accordance with the characters of Carbon Emission Exchanges, the thesis gives suggestions to set up the legitimacy of self-regulation, make balance in different interests, be equal between right and obligation for members, manage the product risks.