产学合作技术创新策略与收益分配博弈分析

Game Analysis on the Strategy and Benefit Allocation of University-industry Cooperative Innovation

基于古诺模型研究一所大学与双寡头企业合作技术创新策略与收益分配博弈问题.首先分两种情况,即一家企业与大学合作创新和两家企业都与大学合作创新,讨论了产学合作创新策略博弈;然后首次提出"弱国无外交"收益分配模型,并对两种情况下的产学合作创新收益进行了分配.结论表明:技术溢出、大学与企业提成比,是决定产学合作创新博弈策略的主要因素.无论是一家还是两家企业与大学合作创新,只要将技术溢出和提成比例控制在某一范围内,都可改进帕累托效率.产学双方地位是决定创新收益分配的重要因素.

It studied the strategy and benefit allocation game of cooperative innovation between a university and the du- opoly based on Cournot model. Firstly, cooperative innovation was divided into two categories ： one firm or two firms co- operating with the university. Cooperative innovation strategy game between firms and the university was discussed. Secondly, it proposed a new model of benefit allocation, named as ＂weak nation without diplomacy＂ model, and the cooperative innovation benefit of the university and firms for these two categories was distributed. The results indicate that technology spillover and royalty ratios are the main factors of game strategies for university-industry collaboration. Whether one or two firms make cooperative innovation with the university, the Pareto efficiency can be improved only if the technology spillover and royalty ratio are controlled in a certain range. The status of both partners is a key factor for innovation benefit allocation.