证券市场中虚假陈述民事责任的认定及制度完善

Civil Liability Affirmation of False Statement in Securities Market and Perfection of Some Relative Systems

以证券市场为研究角度,介绍我国证券市场中虚假陈述的概念、主要表现,从契约责任说和侵权责任说提出并分析证券市场中民事责任的几种认定学说,从狭义和信息披露角度上总结关于证券市场中虚假陈述民事责任主体认定的观点,进而分析我国法律关于证券市场虚假陈述民事责任主体认定的问题原因,并总结证券市场虚假陈述的民事责任构成要件。以我国《证券法》等法律法规为依据,从民事责任主体规定不明、透空型虚假陈述未列入法律调整范围等方面提出当前证券市场中虚假陈述民事责任制度存在的问题,并从扩大民事主体认定范围、将透空型虚假陈述列入调整范围等方面提出制度完善对策。

This paper introduces the concept and the main manifestation of the false statement in the securities mar-ket in our country, and puts forward the viewpoints of the recognition of the civil liability in the securities market from the contract responsibility and the tort liability. This paper summarizes the viewpoints on the subject of civil li-ability in the securities market from the perspective of narrow sense and information disclosure, and then analyzes the causes of the question of the subject matter of the civil liability of the false statement in the securities market, puts forward their own opinions, sums up the civil affairs of the securities market. This paper puts forward the civilliability of false statements in China,s current securities market, which is based on the laws and regulations such as China , s Securities Law. It suggests that we should expand the scope for civil subjects, affirmation, empty - typefalse statements should be included in the scope of adjustment, etc.