电力市场违约风险管控机制研究

The Study on Risk Control Mechanism in Power Market

风险是市场与生俱来的特性，风险管控机制是市场制度不可或缺的重要组成部分。电力行业开放市场、引入竞争的趋势客观上要求建立市场主体的风险管控机制，以确保市场公平有序和电网安全运行。我国电力工业管理体制由传统的政府行政管理逐步向适应市场经济要求的监管模式转变。随着大用户直购电等电力市场交易的开展，出现了一系列新的市场监管问题，因此需要建立违约风险管控机制，发现潜在的问题和风险，未雨绸缪地采取有效的管控手段，维持市场的交易秩序、保障市场成员的切身利益、维护市场成员的积极性。

Risk is the inherent feature of the market. Risk management and control mechanism is subject to an integral and indispensable part of the market system. Objectively speaking, market opening of the power industry and the tendency of introduction of competitions require to establish the risk management and control mechanism with the market as the main body, so as to guarantee the faimess, orderliness of the market and safe operation of the power grid. The management mechanism of China＇s power industry has been gradually transforming from the traditional administrative management of the government towards the regulation model that gearing to the requirements of the market economy. Along with the development of power market transactions like Direct Power Purchase by Large Consumers, a series of new market regulatory problems appear, which require for the establishment of default risk management and control mechanism and the discovery of potential problems and risks so that effective regulatory precautions can be taken before it is too late ; it is also required to maintain the order of market transactions, safeguard the immediate interests of market members, and maintain their enthusiasm as well.