规制、规范与文化-认知:档案制度的构成要素与关系研究

Standard pattern and culture-Cognition:Study on the constructive factors and the relation of the archival system

制度要素研究理论将制度构成分为规制性要素、规范性要素和文化—认知性要素。本文运用这一分析框架讨论了档案制度中作为存在基石与外部母制度授权载体的规制性要素、作为适应性执行工具与非独立性角色的规范性要素和作为档案观念塑造框架与元认知背景的文化—认知性要素,阐述各要素的性质、特点与作用等。并进一步讨论了档案制度三要素的相互关系,指出规制性要素决定着档案信息权利的分配,因而占据核心主导地位,规范性要素为其提供理性和高效的技术与管理实现路径,文化—认知要素则为其提供内生性的认同支撑。对档案制度的构成要素及其关系进行根本剖析,目的是深化对档案制度本质的认识,明确其变迁的发展阶段及侧重点,从而在今后的档案制度创新过程中有的放矢地进行设计与规划。

Institutional elements analysis theory divide institution into regulatory elements, normative elements and culture - cognitive elements. This paper uses the analytical framework to discuss the nature, characteristics and functions of each element of archives institution. It analyzes the regulatory elements as a cornerstone and external parent system authorized carrier, the normative elements as an adaptive implemen- tation tools and non-independent roles, the cultural - cognitive elements as a framework of metaphysical and metaphorical background in archives institution. And further discusses the relationship between the three elements of the archives institution, pointing out that the regulatory elements determine the distribu- tion right of archival information, and thus occupy the core status, normative elements provide rational and efficient technology and management means to achieve the path, cultural - cognitive elements provide en- dogenous identity support. The purpose of this paper is to deepen the understanding of the nature of the archives institution, to clarify the development stage and focus of the change, so as to make the design and planning targeted in the process of the innovation of the archives institution in the future.