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“穿透式”监管的内涵、目的与实践 被引量:6

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摘要 文章梳理了近年发布的"穿透式"政策法规,认为"穿透式"监管遵循"实质重于形式"的原则,其内涵体现在资产端的"穿透"和资金端的"穿透"两个层面,目的是防范系统性风险、规避监管盲区、防止错误销售以及适应混业经营监管需求;最后总结了银行理财类资管产品、券商资管产品、信托资管产品、保险资管产品、私募基金资管产品、资产管理公司"穿透式"监管的实践情况。
出处 《甘肃金融》 2017年第9期25-30,共6页 Gansu Finance
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