资源型城市全要素生产率及其影响因素研究——基于财政收支的视角

The Research on the TFP and Its Influencing Factors of the Resource-based Cities——From the Perspective of Fiscal Revenue and Expenditure

本文运用随机前沿分析法(SFA)对2006—2014年中国109个资源型城市的全要素生产率进行测算,并运用DEA-Malmquist指数法进行分解分析。发现资源型城市普遍存在全要素生产率下降的情况,而技术退步是主要原因。在此基础上,本文构建面板模型,实证检验了财政收支对资源型城市全要素生产率变动的影响。发现财政科技教育类支出所占比重、地方财政收支规模能够促进全要素生产率提升,财政分权则具有不利作用。此外,第三产业比重提升亦能有效提升资源型城市全要素生产率。

This paper calculates the TFP of 109 resource-based cities by using the SFA model,and decomposes the TFP index through the DEA-Malmquist model.The results show that a general decreasingin the TFP of resource-based cities and the decrease of the technological progress rate is the main cause.Meanwhile,the fiscal factors influencing on the TFP and technological efficiency were investigated.The results show that the average financial income,average financial expenditure,the proportion of fiscal expenditure on technology and education have the promoting effects to the TFP,however,the fiscal autonomy has the hindering effect.This paper also finds that raising the proportion of the tertiary industry can efficiently raise the TFP of the resource-based cities.