区域洗钱风险预防控制体系构建探析——以宝鸡银行类机构为例

The Analysis on the Construction of Prevention and Control System of Regional Money Laundering Risk——A Case of Banking Compulsory Institutions in Baoji City

为实现对洗钱风险事件的早发现、早预警、早处置,人民银行宝鸡中支在业务实践的基础上,制定实施了《宝鸡市洗钱风险预防控制体系工作指引》(以下简称《指引》),对构建预防和控制区域洗钱风险进行了有益探索。本文介绍了区域洗钱风险预防控制体系的构建机制和运行情况,并结合义务机构实践情况及政策法规变化,探讨完善风险预防控制体系的相关制度和措施。

In order to realize the early detection, early warning and early disposal of the money laundering risk events, on the basis of practices, Baoji Municipal Sub-branch PBC implemented Work Instructions on Prevention and Control System of Money Laundering Risks of Baoji City （hereinafter referred to as the Instructions）, which carries on the beneficial exploration on the construction of preventing and controlling regional money laundering risks. By introducing the mechanism construction and operation of prevention and control system of regional money laundering risks prescribed in Instructions, the paper discusses relevant systems and measures to perfect risk prevention and control system combined with practices of the compulsory institutions and changes of policies and regulations.