转型期金融资产管理公司反洗钱工作存在问题与建议

Problems and Suggestions on Anti Money Laundering Work of Financial Asset Management Company in the Transitional Period

资产管理公司做为履行反洗钱法定义务的主体之一,在处置业务的各个管理环节都负有相应反洗钱责任。随着从四大行剥离的不良资产处置工作的完成,金融资产管理公司正逐步向市场多元化业务转型,在业务转型过程中,出现了诸多的新问题、新风险,其中反洗钱风险也随着其业务转型水涨船高。本文根据吉林省内几家金融资产管理公司为切入点,梳理目前金融资产管理公司反洗钱工作中存在问题,提出相关建议,为金融资产管理公司依法履行反洗钱义务、人行提升监管效率提供思路。

Asset Management Co, as one of the main body of the statutory duty of anti money laundering, has the corresponding anti money laundering responsibilities in every aspect of management. With the completion of the disposal of non-performing assets from the four major lines, the fi nancial Asset Management Co is gradually transforming into the market diversifi cation. In the process of business transformation, there are many new problems and new risks, among which the risk of anti money laundering is also rising with its business transformation. This article, based on several fi nancial Asset Management Co in Jilin Province as the breakthrough point, combs the existing problems in the current fi nancial Asset Management Co anti money laundering work, and puts forward relevant suggestions to provide ideas for the fi nancial Asset Management Co to perform the anti money laundering obligations according to law, and to improve the effi ciency of supervision by people.