证券登记结算的法理基础研究

Study on the Legal Basis of Securities Registration and Clearance

证券登记结算法律制度是包括证券登记、存管和结算在内的一系列法律制度的统称。对证券登记结算法理基础的清晰认识,是建立和完善证券登记结算具体法律制度的前提条件。本文即是对证券持有、证券登记和结算的法理基础进行了深入的探讨。

The legal system of the securities registration and clearance is collectively referred to a series of legal systems including but not limited to the securities registration,securities depository and securities clearance.Having a clear understanding of the legal basis with respect to the securities registration and clearance is the pre-condition to establish and perfect the specific legal system of securities registration and clearance.This article deeply discusses the legal basis of the securities holding,securities registration and securities clearance.