半城镇化农民可持续生计与农村可持续发展——理论框架、研究进展及未来展望

Sustainable livelihoods of semi-urbanized farmers and sustainable rural development:Theoretical framework,research progress and future prospect

可持续生计理论方法不仅可以应用于城市务工的半城镇化农民,服务于有序推进中国的城镇化,而且可广泛应用于中国西部农村地区和农户尺度的研究,服务于农村可持续发展。本文首先梳理了当前可持续生计的概念及分析框架,并基于半城镇化农民可持续生计与农村可持续发展,从地理学的综合视角提出了一个适应于中国实证研究的理论分析框架。然后依托国家自然科学基金青年科学基金项目"半城镇化农民生计状态评估及市民化阻滞因素与政策调控",梳理了可持续生计的国际国内研究进展以及半城镇化农民市民化与农村地区可持续发展的中国实证研究成果。最后提出了未来的研究展望,包括半城镇化农民市民化与农村地区可持续发展的联动研究,半城镇化农民市民化转变的主观意愿与客观阻滞因素综合研究,半城镇化农民与农村发展作用机理及其市民化效应,可持续生计与农村可持续发展的集成研究。

The framework of sustainable livelihoods analysis（SLA） can be used for semi-urbanized farmers working in cities in order to promote urbanization in China and is suitable for research at household scale in China＇s western regions for improving sustainable rural development.This article first summarizes the concept and analytic framework of sustainable livelihoods,and from the comprehensive perspective of geography,develops a theoretical and analytic framework that is applicable to China＇s empirical study,based on the sustainable livelihoods of semi-urbanized farmers and sustainable rural development.Second,based on the program ＂Assessment of livelihoods status of semi-urbanized farmers,and obstructive factors and policy intervention of the transformation to urban residents＂ supported by the National Natural Science Foundation of China,the international and Chinese research on sustainable livelihoods,and the empirical research progress on the transformation from semi-urbanized farmers to urban residents and sustainable rural development in China,are introduced.Finally,this article presents the key themes of future research including integrated study of the transformation from semi-urbanized farmers to urban residents and sustainable rural development;comprehensive research of willingness and obstructive factors of transforming semi-urbanized farmers to urban residents;interactions of semi-urbanized farmers and rural development and the effect of transformation to urban residents;and integrated research of sustainable livelihoods and sustainable rural development.