高校财政性研发经费投入产出效率实证研究——以河南省21所高校为例

DEA Evaluation of Input-output Efficiency of Financial Research Funds in Colleges and Universities——Taking 21 colleges and universities in Henan as an example

高校财政性科研经费投入产出效率是政府财政投入的重要参考依据。以河南省高校科研投入与产出的截面数据为例,采用数据包络分析(DEA)对不同层次的21所高校财政性经费投入与产出效率进行了评价。结果表明:12所高校科研投入产出效率DEA有效;1所弱DEA有效的大学存在投入规模偏大且规模递减,综合技术效率未达到最优;8所非DEA有效高校未达到综合技术效率最优,但都处于规模递增状态。弱DEA有效大学的规模不宜扩大,更应注重科研产出与成果转化;非DEA有效样本高校可以增加科研投入规模,改善科研激励机制,加强人才引进力度,积极推动科研产出的增长。研究结果可以为高校发展和政府财政性科研经费分配提供有益参考。

Input-output efficiency of financial research funds in Colleges and universities is an important reference for government financial input.Taking the cross-sectional data of scientific research input and output in Henan Province as an example,this paper uses Data Envelopment Analysis（DEA）model to evaluate the financial input and output efficiency of 21 colleges and universities at different levels.The results show that the inputoutput efficiency of scientific research in 12 colleges and universities is DEA effective;a weakly effective university have large scale and decrease in scale,and the comprehensive technical efficiency is not optimal;Eight non-DEA effective universities do not achieve the best comprehensive technical efficiency,but they are all in a state of increasing scale.The scale of weakly effective university should not be expanded,but more attention should be paid to the scientific research output and the transformation of achievements;the non-effective universities can increase the scale of scientific research input,improve the incentive mechanism of scientific research,strengthen the talent introduction and actively promote the growth of the research output.The research results can provide useful information for the development of universities and the allocation of government financial research funds.