摘要
在对小农的3个主要流派进行综合的基础上,黄宗智提出小农的"三幅面孔统一体说",并引起极大的争议和批评。三大流派的小农概念都具有理论建构的性质,将"小农"作为一个理想型概念出发展开各自的理论推导,突出强调的是作为一种理论抽象的小农在某一方面的特质,描述的是理论状态的小农而非现实中的小农。本文从新古典经济学的视角出发,以恰亚诺夫模型的基本假定为基础,构建一个新的数理模型来说明小农"三幅面孔"的统一性。在模型中,通过引入外生变量τ来说明小农与国家的关系,将马克思主义的分析纳入其中,从而建立起"三副面孔"统一体说的理论框架。
Based on the three schools of peasant,Philip Huang put forward the 'three faces in one peasant'theory,which caused great controversy in academic circles. In fact,the peasant concept of those three schools has the characteristic of theory construction,and highlighted one of the abstract qualities of peasant,and it describes the behavior of theoretical peasant and not the real peasant. Based on the perspective of neoclassical economics and Chayanov model,this paper established a new mathematical model to explain the 'three faces in one peasant'theory. By introducing a new variable 'τ',this model also indicated the assumption about peasant in Marxism.
关键词
理性小农
阶级小农
维生小农
三幅面孔统一体说
rational peasant
class peasant
existing peasant
three faces in one peasant theory