公司治理、反洗钱风险管理与金融机构洗钱风险研究

Corporate Governance,Anti-Money Laundering Risk Management and Money Laundering Risk Management of Financial Institutions

基于公司治理理论和全面风险管理理论,结合我国金融机构公司治理与反洗钱风险管理现状,分析了公司治理与金融机构洗钱风险的关系。发现:将反洗钱风险管理纳入公司治理要求能够有效降低金融机构洗钱风险;在反洗钱风险管理未纳入公司治理的情形下,金融机构的洗钱风险水平与公司治理无关。

According to the theories of corporate governance and comprehensive risk management,this paper tried to find how to corporate governance affect the money laundering risk of financial institutions in China's environment with the combination of the current situation of corporate governance and financial institution of anti-money laundering risk management. We find that the money laundering risk is reduced by incorporating money laundering risk management function into the corporate governance,and when anti-money laundering risk management has not been included in the corporate governance,the anti-money laundering risk level is irrelevant to corporate governance.