创新驱动战略下国有企业创新效率的动态评价

Dynamic Evaluation of the Innovation Efficiency of State-owned Enterprises under Innovation Driving Strategy

通过构建创新效率评价模型,运用非参数数据包络分析(DEA)的Malmquist指数方法对我国国有企业的创新效率进行分析。结果表明:实施创新驱动发展战略后,国有企业的创新效率提高。在国有企业内部,非公司制的国有企业创新效率提高较快,创新成果转化率却降低。这主要是:公司制的企业市场竞争更加激烈,但国家政策的执行力相对不足。就国有企业整体的创新效率来说,创新的不确定性可能导致企业管理者牺牲创新投资来获取当期利润。本文建议设立以国有企业创新基金为核心,构建科技人员激励与决策人员事后奖励制度的建议。

Through constructing innovation efficiency evaluation model and using Malmquist index method of non-parametric data envelopment analysis(DEA)to analyze the innovation efficiency of state-owned enterprises in our country.The results show that after implementing innovation-driven development strategy,the innovation efficiency of state-owned enterprises improves.Within state-owned enterprises,the efficiency of innovation in non-state-owned SOEs is rising rapidly while the conversion rate of innovations is decreasing.This is mainly due to the more intense competition in corporate market,but the relative lack of enforcement of national policies.As far as the overall innovation efficiency of state-owned enterprises is concerned,the uncertainties of innovation may cause business managers to sacrifice their innovative investment to gain current profits.This paper suggests to set up the innovation fund of state-owned enterprises as the core,and to build the incentive system for science and technology personnel and policy makers after the reward system.