内控评价与风险评估信息管理模式探讨

Research on Information Management Mode of the Internal Control Evaluation and Risk Assessment

为满足"管理制度化、制度流程化、流程表单化、表单信息化"的要求,笔者所在企业开展了内控评价与风险评估信息管理系统的开发和应用。通过优化相关业务流程、识别关键控制点并搭建信息操作平台,实现以数据流的方式开展内控评价与风险评估业务全过程。经统计,流程总耗时减少50%以上、人工与材料的耗用量也得到大幅减少,公司管理得到了优化,同时该文期望为信息技术在该领域的应用及内部控制和风险管理效率的进一步提高提供一定参考。

To meet the requirement of“to institutionalize management,to processize institution,to form process and to informationize forms”our company started the research and development on a new internal controls and risk assessment system.Through optimizing relevant flows,recognizing key control-node and setting up operating system platform,we aim at carrying out the whole process of controls and assessment in a data-stream mode.By statistics,the newly-developed system reduces more than 50%time-consu ming,as well as the reduction in labor and material consumption,which boosts the management level impressively.Meanwhile,we hope to provide some reference and inspiration for application and promotion of the system in internal controls and risk assessment field.