摘要
我国场外期权市场具有起步晚、发展快的特点,但存在市场分割、相关法律制度滞后、监管标准不明确和市场风险不容忽视等问题,因此,需要创新监管理念,理顺监管体制,完善风险防控的法律机制,提升场外期权市场的透明度,才能促进我国场外期权市场健康稳定发展。
China's OTC option market has the characteristics of late start and rapid development,but there are some problems such as market segmentation,lagging of relevant legal systems,inconsistent regulatory standards and market risks that can not be ignored.Therefore,we need to innovate the concept of supervision,straighten out the reg-ulatory system,improve the legal mechanism of risk prevention and control,and enhance the transparency of the OTC option market in order to promote the healthy and stable development of China's OTC option market.
作者
薛智胜
Xue Zhisheng(School of Law,Tianjin Polytechnic University,Tianjin 300387)
出处
《金融发展研究》
北大核心
2019年第5期58-62,共5页
Journal Of Financial Development Research
基金
天津市哲学社会科学规划基金项目“场外期权市场风险控制的法律机制研究”(TJFX16-007)
关键词
场外期权
监管制度
风险防控
信息披露
OTC options
regulatory system
risk prevention and control
information disclosure
