我国自由贸易试验区金融管理政策比较——基于上海、天津、陕西自由贸易试验区

为适应新的经济形势,进一步推进改革开放,我国在2013年设立了中国(上海)自由贸易试验区。作为我国第一个自由贸易试验区,中国(上海)自由贸易试验区发挥先行先试的领头作用,形成了多项可复制的经验。在此基础上,我国形成了“1+3+7”的自由贸易试验区新格局。金融管理体制机制改革创新是我国自由贸易试验区的重要方向。本文通过比较研究,阐述了上海、天津和陕西自由贸易试验区所实施的“负面清单”管理、事中事后监管、宏观审慎管理、综合管理等主要金融管理政策;根据各自特色,对三大自由贸易试验区在投资开放、金融开放、金融支持政策等方面存在的共性和具体差异进行了对比分析;据此,提出我国自由贸易试验区金融管理建设的若干政策建议。

In order to adapt to the new economic situation and further promote reform and opening up,China established the China(Shanghai)Free Trade Test Zone in 2013.As China's first free trade test zone,the China(Shanghai)Test Free Trade Zone plays a leading role in pioneering and forms a number of replicable experiences.On the basis,China has formed a new pattern of“1+3+7”free trade test zone.The reform and innovation of the financial management system is an important direction of China's free trade test zone.Through comparative research,this paper expounds the main financial management policies,such as“negative list”management,post-event supervision,macro-prudential management and comprehensive management in Shanghai,Tianjin and Shaanxi free trade test zones.According to respective characteristics,it conducts a comparative analysis of the commonalities and specific differences of the three free trade test zones in investment openness,financial openness,and financial support policies.Therefore,several policy recommendations for the financial management construction of China's free trade test zone are proposed.