刑法谦抑理论下金融犯罪圈的界定

Definition of Financial Crime Circle Under the Humility Theory of the Criminal Law

刑法谦抑理论作为现代刑事法律体系的基础,要求立法者和司法者在判断特定行为是否纳入刑事犯罪圈时,必须从该行为的本质特征出发,在保持刑事法律适度介入的前提下,从适当性、必要性、衡平性三个角度对特定行为进行考察,以决定是否将其纳入刑事法律管辖范围。金融犯罪同时侵犯金融管理秩序和特定金融参与者的经济利益,因此在对金融犯罪圈进行界定的过程中,一方面要防止行为人打着金融创新的旗号实施金融犯罪,另一方面也要从金融犯罪的本质特征出发理解和适用刑法规定,坚持刑法的补充性和保障性特点,结合刑法谦抑理论下适当性、必要性、衡平性的犯罪圈界定标准,合理界定金融犯罪圈范围。

As the basis of modern criminal law system,the humility theory of the criminal law requires legislators and judicial officials proceed from the essential characteristics of the specific behavior and examine from three perspectives of appropriateness,necessity and equity on the premise of maintaining the appropriate involvement of criminal law,when judging whether a specific behavior is included in the crime circle. Financial crime infringes on the financial management order and the economic interests of specific financial participants. Therefore,in the process of defining the circle of financial crimes,it is necessary to prevent the perpetrators from committing financial crimes under the banner of financial innovation and apply the criminal law provisions based on the essential characteristics of financial crimes. We shall combine with the standard of appropriateness,necessity and equity to reasonably define the scope of financial crime circle.