中小资产管理公司内控研究——以A公司为例

Research on Internal Control of Small and Medium-scale Asset Management Companies:Taking Company A as an Example

自党的十八大以来,党和政府不断制定各种政策,促进我国金融市场不断深化改革步伐,促进我国资产管理市场的发展。在此背景下,我国资产管理公司发展也日益迅猛,在不同的市场环境和行业中,中小资产管理公司创造着自己的价值,发挥着促进市场经济良性发展的作用。当然在发展的过程中公司的内部控制情况也还存在着不足之处。因此我国中小资产管理公司的内部控制情况也受到了愈来愈多的关注。

Since the 18th National Congress of the Communist Party of China(CPC),the Party and the government have been formulating various policies to promote the deepening of the reform of China's financial market and the development of China's asset management market.In this context,the development of asset management companies is becoming more and more rapid.In different market environments and industries,small and medium-sized asset management companies create their own value and play a role in promoting the benign development of the market economy.In the process of development,there are deficiencies in the internal control of the company.Therefore,the internal control of asset management companies has been more and more important.