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证券区块链:技术变革下的风险及规制路径 被引量:1

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摘要 文章在阐述证券区块链交易原理、分类及特点的基础上,指出区块链技术应用于证券业在监管层面存在新型证券客体与证券法冲突、行政监管主体和自律监管主体缺失的风险,技术层面存在隐私保护和黑客攻击的风险,知识层面存在非法集资和监管套利的风险,结合国内外对证券区块链的监管现状,提出可通过法律解释扩宽证券法覆盖范围、制定证券区块链技术规制、创新证券区块链监管方式、加强投资者教育等路径来保障区块链技术在证券行业的健康应用。
作者 夏俊
机构地区 安徽大学法学院
出处 《甘肃金融》 2020年第4期31-35,共5页 Gansu Finance
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