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竞争合规的理论阐释与中国方案 被引量:21

Theoretical Interpretation of Competition Compliance and China’s Program
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摘要 兼具事先预防和抑制违法行为功能的竞争合规,已成为反垄断法实施的重要组成部分和新趋势。反垄断执法机构正逐渐转变倚重执法制裁的传统反垄断法实施路径,通过制定发布竞争合规指引,推进企业构建"强健有效"的竞争合规,全面加强了反垄断法的实施效果。反垄断执法机构还构建了竞争合规的激励机制,进一步释放了竞争合规在反垄断法实施中的优势与潜能。借鉴国外竞争合规的实践经验,我国反垄断执法机构应实现理念转型,充分发现竞争合规的价值,以强健有效的竞争合规为目标,通过采用外部推进方式,采取双重激励模式,构建我国的竞争合规制度。 Competition compliance which combines the functions of preventing and suppressing illegal activities in advance,has become an important part and new trend in the implementation of anti-monopoly law.Traditional paths of enforcing anti-monopoly law,which rely on legal sanctions,have been changing gradually.By formulating guidelines of competition compliance,we will promote the establishment of"robust and effective"competition compliance,and comprehensively strengthen the implementation effect of anti-monopoly law.Anti-monopoly law enforcement agencies have also established incentive mechanisms for competition compliance,further releasing the advantages and potential of competition compliance in the implementation of anti-monopoly law.Drawing on the practical experience of foreign competition compliance,China’s anti-monopoly law enforcement agencies should realize the transformation of the concept,fully discover the value of competition compliance,aim at strong and effective competition compliance,and adopt the double incentive mode by adopting external promotion methods,to help building China’s competitive compliance system.
作者 方翔 FANG Xiang(Koguan Law School,Shanghai Jiao Tong University,Shanghai 200030,China)
出处 《安徽师范大学学报(社会科学版)》 CSSCI 北大核心 2020年第4期48-59,共12页 Journal of Anhui Normal University(Hum.&Soc.Sci.)
基金 国家社会科学基金重点项目(18AFX019)。
关键词 企业合规计划 竞争合规 反垄断法 corporate compliance program competition compliance antitrust law
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